AML/CTF Compliance Self-Assessment Form

Background Information on the AML Oversight of the Legal Sector – please refer to the attached document for details on the AML supervisory requirements, the Law Society's powers, and current progress related to the topic. 

Strengthening Anti-Money Laundering Supervision (“AML Supervision”) – Next Steps for the Legal Profession

Mandatory AML/CTF Compliance Self-Assessment Form (AML/CTF Form)

The AML/CTF Form is mandatory for all law firms in Hong Kong and forms part of our statutory obligation to implement a risk-based approach to AML supervision. It is a regulatory requirement for you to complete the form. You need to submit answers to the AML/CTF Form by clicking on the link below. 

Submission Details:

• Completion of the AML/CTF Form is a mandatory requirement for all practices 
• Online submission via the link below (no email or postal submissions will be accepted)
• The relevant period of self-assessments is 1 January 2025 to 31 December 2025.
• Submission Period: 5 January 2026 – 2 March 2026 
• Please read the Frequently Asked Questions (“FAQs”) with an explanation of key requirements, submission steps, and other important details to assist you throughout the process.

Please click on the link to open the online form and complete all required fields. Once you have entered your information, ensure accuracy and then click the “Submit” button. The Law Society will receive your submission automatically, and a confirmation email will be sent to you upon successful submission. 

PLEASE CLICK THE LINK TO COMPLETE THE AML/CTF FORM

A sample AML/CTF Form is attached below to help you prepare for the questions you will be asked.
Please read the front page of the AML/CTF Form to understand how you can save the AML/CTF Form for your records, or how to make amendments to your answers. 

Sample of the AML/CTF Form

AML/CTF Form