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THE LAWSPOWINI t-4 i* Consultation Paper on (1) the OTC derivatives regim e for Hong Kong — Proposed refinem ents to the scope of regulated activities, requirem ents in relation to OTC derivative risk m i ...

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THE LAW Si 90C,XT 4 -1* HKEX CONCEPT PAPER ON NEW BOARD The Law Society's Subm issions Hong Kong Exchanges and Clearing Lim ited and its subsidiary The Stock Exchange of Hong Kong Lim ited have on 16 Jun ...

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THE ENHANCING ANTI-M ONEY LAUNDERING REGULATION OF DESIGNATED NON-FINANCIAL BUSINESSES AND PROFESSIONS UNITED NATIONS (ANTI-TERRORISM M EASURES) ORDINANCE -PROPOSALS FOR AM ENDM ENTS The Law Society's Sub ...

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20180725 pdf

0L ' = AO F SOCIETY 01G K N G 00 ITY" Consultation Paper on the OTC Derivatives Regim e for Hong Kong — Proposed M argin Requirem ents for Non-centrally Cleared OTC Derivative Transactions The Law Societ ...

20170411 pdf

THE ENHANCING ANTI-M ONEY LAUNDERING REGULATION OF DESIGNATED NON-FINANCIAL BUSINESSES AND PROFESSIONS UNITED NATIONS (ANTI-TERRORISM M EASURES) ORDINANCE -PROPOSALS FOR AM ENDM ENTS The Law Society's Sub ...

20180529 pdf

THE LAWS90c, G :EY The LLaaww Society's Subm issions on (1) Consultation Conclusions on Proposed Guidelines on Online Distribution and Advisory Platform s (2) Further Consultation on Offline Requirem ent ...